Broker Check

Keys to a Successful Relationship

I provide comprehensive financial planning in the context of a long-term partnership. Through my experience I have learned it is important that everyone is clear on what to expect if I am to develop and maintain a successful working relationship – one where I can help you achieve your financial and lifestyle goals.

Keys to a Successful Relationship: What You Can Expect

You can expect that I will consistently and responsibly perform all services related to the provision, review, and ongoing monitoring of the financial planning solutions that is implement on your behalf.

I will:

  • Strive to acquire and maintain a thorough understanding of your financial goals.
  • Update your current financial information on a regular basis.
  • Carefully assess and monitor your investment risk and time frame.
  • Explain the implications of all recommended financial planning strategies and gladly answer any questions you may have.
  • Update you as and when appropriate by email, mail, and phone.
  • Meet with you regularly to review your Personal Financial Organizer (PFO).
  • Act as your primary Financial Advisor, coordinating the efforts of other related professionals as and when required.
  • Treat you with utmost respect and professionalism.

Keys to a Successful Relationship: What we Can Expect

I have learned through experience that effective communication and mutual respect is essential to a long-term partnership.  A few other criteria which help define our success include:

  • Your commitment  to us as your Financial Advisor 
  • Your trust in my abilities to provide you with recommendations and advice
  • Your complete disclosure about what matters to you most

I need you to know that my recommendations are always based on helping you achieve your financial and lifestyle goals. It is important you understand that all investment, tax, estate, and insurance advice will be based on the information you provide. Therefore, in order to offer recommendations and advice best suited to you, I need you to fully participate in the financial planning process.

Keys to a Successful Relationship: Mutual Responsibilities

Having a solid partnership is essential to effective financial planning. To this end, we both need to make your financial strategies a priority. We will agree to keep each other informed of any new developments that might affect these strategies. And we will agree to take the time to regularly review your Personal Financial Organizer.

We will always work together in the spirit of mutual trust, respect, and understanding.